Human Nature, Behavior and Consequences
Despite the naive, ideological assertions of cultural Darwinists and utopian dreamers, human nature is a constant; it has not, does not and will not change. And it is important to recognize that men are not inherently good or evil -- they are both. To paraphrase Shakespeare, man is neither good nor bad but thinking (characterization) makes him so. I might add the poet's biblical borrowing that "there is nothing new under the sun". Men have weaknesses and strengths, and we are prudent when we organize ourselves in ways that discourage the former and promote the latter. It was the American Founders' unparalleled understanding of human nature that led them in the design of the most successful political and social system that has ever existed. But that system -- like the Founders themselves -- is imperfect and decays when our weaknesses overcome our better natures.
In societies that operate at Hobbsean subsistence levels the correspondence between behavior and consequences is bright-line clear. Strategies for obtaining food and shelter and for protection against predators, animal and human, demand close adherence in the cause of survival. In prosperous, secure societies the linkage between behavior and consequences tends to become obscured. Though it is no less real, its forms change. In primitive life one is well-advised to be ever-alert for things that bite and sting, for extramural warriors, for natural disasters. In our current environment we must be on guard against politicians, zealot ideologues and schemes of organized fraud, theft and deceit. We must know what is true in relation to our survival and prosperity and rely upon it. The venom of vipers may bring us a quick death, but the venom of tyranny is not less lethal. The latter is slower but enjoys better concealment.
Knowledge and survival
For persons living in primitive societies (or tyrannical ones) accurate, empirical knowledge of the environs of one's world -- dangers and opportunities -- wisely exercised, is essential to survival, security and prosperity. One must recognize and defend against the dangers of the natural world and aggressive fellow men; know how to obtain essential needs and protect himself and his family. We may imagine that persons in poor circumstances can ill-afford the luxury of denial, (1) but we are mistaken to think it a luxury we can afford.
In advanced, abundant societies that are largely free of existential threats, the linkages between imprudent behavior and serious consequences are attenuated. In a wealthy politea social safety nets expand, and the penalties for violations of civil and criminal laws tend to become relaxed, since, excepting some crimes of violence, transgressions are no longer seen to threaten survival. In many large business and governmental organizations linkages between knowledge, productivity and reward often become obscure. Similarly inadequate knowledge and false beliefs may be rewarded so that the very foundations of civil society become corrupt.
Labor and reward
"We pretend to work, and they pretend to pay us". That phrase was a common, ironic expression in the states of the former Soviet Union, where slackers and producers were equally rewarded. Where the true rewards were more closely associated with party loyalty that performance. In America we are not so far removed from the destruction of of the labor-reward linkage. It is most clearly seen in large, bureaucratic institutions -- businesses grown overlarge (2), public education, big eleemosynary institutions and particularly in governmental and quasi-governmental bureaucracies such as many NGO's and most notably the U.N., where any sign of accountability in the accomplishment of its stated missions has seemingly vanished. In terms of sheer fecklessness, employee perks and high salaries the European Union is rapidly gaining, if not overtaking the U.N. In these examples personal and political loyalties rather than performance to standards of efficacy are the engines of advancement.
It is important to consider the role of bureaucracies. They are, in their beginnings, useful in providing infrastructure support for executive productivity. But they tend to grow and when they reach a certain size and command of power, their focus shifts from executive support to self-interest. As organizations expand the power and remuneration of their leadership grows commensurately.
The most serious erosion of the linkage between labor and reward can be seen in highly progressive tax schemes. When the most productive citizens are heavily taxed to support the less productive, incentives (rewards) are reduced and the creation of wealth suffers at the expense of broader society. The "pursuit of happiness" envisioned by the Founders is possible only when the sanctity of property rights is guaranteed; taxation for purposes of redistribution clearly violates those rights.
Entire classes have evolved in the US from small institutions that once formed a useful symbiosis with the productive class but have drifted away from their original purposes and grown to be parasitic. Examples include much of academia, public education, most government bureaucracies, the arts establishment, unproductive corporate divisions and staffs, politicized churches and synagogues, media and much of the intellectual class, public health institutions and many research organizations. These classes tend to expand while consuming more public and private wealth and delivering increasingly less useful product. As parasitic entities they divert wealth from entities that might have produced more of it.
Virtue and civil society
Figuring importantly in the Founders hope for a successful and enduring republic was the idea that virtue -- personal and civic, private and public -- was the necessary condition of its maintenance.
To the ears of tribal intellectuals (and to those educated by them) "virtue" may ring as a notion that is puritanical, Victorian or simply quaint; its practice largely abandoned, its meaning is largely lost. (3)
Respect, it seems to me, is at the heart of the concept of virtue. Respect for one's self, one's work, one's moral precepts and for others. It is essential to the success of civil society, since voluntary association is at its core, so that persons who are not seen as virtuous -- who are, say, dishonest, venal or generally contemptuous of others -- will tend to be excluded.
Summary
The ideas and beliefs behind this essay are these: (1) that human nature is an historical constant, and the best organized societies are those that practically account for its virtues and vices by linking behaviors to appropriate consequences, and (2) that these linkages can be broken with individual impunity only in societies of abundance, where there is sufficient wealth and freedom from existential threats to support those who do not produce or sustain them. Individual impunity, however, does not account for the cumulative, pernicious effects that inevitably corrupt societies. The constant companions of success are hubris and the waiting Nemesis.
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1. One of the best examples of the workings of denial (especially among elitists) is cited in an earlier post linked to a French TV discussion. One cannot deal with the world as it is without knowing the world as it is.
2. The citation applies primarily to business, but the mechanisms critiqued are common to all large institutions. A broader picture can be found by following the links at the bottom of the article.
3. Honor and shame have likewise become epistemological curiosities.
Note: in this essay I try to establish a framework for specific, concrete examples to follow in Part II.
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